-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M2vhPB682qOTsDRWHoSDf44gCW862BiBrNnzn+Jz9m+6CmBiqsGcOWu4ggvrBDOp 35xpQLcwaGrhcqf+6os29A== 0001144204-09-041189.txt : 20090807 0001144204-09-041189.hdr.sgml : 20090807 20090807131222 ACCESSION NUMBER: 0001144204-09-041189 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090807 DATE AS OF CHANGE: 20090807 GROUP MEMBERS: JOSHUA LANDES GROUP MEMBERS: NELSON OBUS GROUP MEMBERS: WYNNEFIELD CAPITAL INC. GROUP MEMBERS: WYNNEFIELD CAPITAL MANAGEMENT, LLC GROUP MEMBERS: WYNNEFIELD CAPITAL, INC. PROFIT SHARING PLAN, INC. GROUP MEMBERS: WYNNEFIELD PARTNERS SMALL CAP OFFSHORE FUND, LTD. GROUP MEMBERS: WYNNEFIELD PARTNERS SMALL CAP VALUE, L.P. I SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NOBEL LEARNING COMMUNITIES INC CENTRAL INDEX KEY: 0000721237 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 222465204 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-45470 FILM NUMBER: 09994521 BUSINESS ADDRESS: STREET 1: 1615 W CHESTER PIKE STREET 2: STE 200 CITY: WEST CHESTER STATE: PA ZIP: 19382-6223 BUSINESS PHONE: 484-947-2000 MAIL ADDRESS: STREET 1: 1615 W CHESTER PIKE STREET 2: STE 200 CITY: WEST CHESTER STATE: PA ZIP: 19382-6223 FORMER COMPANY: FORMER CONFORMED NAME: NOBEL EDUCATION DYNAMICS INC DATE OF NAME CHANGE: 19931222 FORMER COMPANY: FORMER CONFORMED NAME: ROCKING HORSE CHILD CARE CENTERS OF AMERICA INC /DE/ DATE OF NAME CHANGE: 19931222 FORMER COMPANY: FORMER CONFORMED NAME: PETRIE CORP DATE OF NAME CHANGE: 19851031 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WYNNEFIELD PARTNERS SMALL CAP VALUE LP CENTRAL INDEX KEY: 0000899083 IRS NUMBER: 133688497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 450 SEVENTH AVENUE STREET 2: SUITE 509 CITY: NEW YORK STATE: NY ZIP: 10123 BUSINESS PHONE: 212-760-0814 MAIL ADDRESS: STREET 1: 450 SEVENTH AVENUE STREET 2: SUITE 509 CITY: NEW YORK STATE: NY ZIP: 10123 SC 13G 1 v156302_sc13g.htm Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934


NOBEL LEARNING COMMUNITIES, INC.

(Name of Issuer)


Common Stock
(Title of Class of Securities)

654889104
 
(CUSIP Number)

August 7, 2009
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
¨
Rule 13d-1(b)
x
Rule 13d-1(c)
¨
Rule 13d-1(d)

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

CUSIP NO. 654889104
13G
Page 2 of 14 Pages

1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Wynnefield Partners Small Cap Value, L.P.
13-3688497
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 (a)  ¨
(b) xReporting person is affiliated with other persons
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
301,150
6
SHARED VOTING POWER
0
 
7
SOLE DISPOSITIVE POWER
 
301,150
8
SHARED DISPOSITIVE POWER
0
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
301,150
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
¨
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 2.9%
 
12
TYPE OF REPORTING PERSON (See Instructions)
PN
 


 

 

CUSIP NO. 654889104
13G
Page 3 of 14 Pages
 
1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Wynnefield Partners Small Cap Value, L.P. I
13-3953291
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 (a)  ¨
(b) xReporting person is affiliated with other persons
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
406,197
6
SHARED VOTING POWER
0
 
7
SOLE DISPOSITIVE POWER
 
406,197
8
SHARED DISPOSITIVE POWER
0
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
406,197
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
¨
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 3.9%
 
12
TYPE OF REPORTING PERSON (See Instructions)
PN
 


 

 

CUSIP NO. 654889104
13G
Page 4 of 14 Pages
 
1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Wynnefield Small Cap Value Offshore Fund, Ltd.
(No IRS Identification No.)
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 (a)  ¨
(b) xReporting person is affiliated with other persons
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
190,892
6
SHARED VOTING POWER
0
 
7
SOLE DISPOSITIVE POWER
 
190,892
8
SHARED DISPOSITIVE POWER
0
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
190,892
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
¨
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.8%
 
12
TYPE OF REPORTING PERSON (See Instructions)
CO
 


 

 

 

CUSIP NO. 654889104
13G
Page 5 of 14 Pages
 
1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Wynnefield Capital, Inc. Profit Sharing Plan, Inc.
(No IRS Identification No.)
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 (a)  ¨
(b) xReporting person is affiliated with other persons
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
16,900
6
SHARED VOTING POWER
0
 
7
SOLE DISPOSITIVE POWER
 
16,900
8
SHARED DISPOSITIVE POWER
0
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
16,900
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
¨
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 0.2%
 
12
TYPE OF REPORTING PERSON (See Instructions)
CO
 

 

 

CUSIP NO. 654889104
13G
Page 6 of 14 Pages
 
1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Wynnefield Capital Management, LLC
13-4018186
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 (a)  ¨
(b) xReporting person is affiliated with other persons
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
New York
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
707,347 (1)
 
6
SHARED VOTING POWER
0
7
SOLE DISPOSITIVE POWER
707,347 (1)
 
8
SHARED DISPOSITIVE POWER
0
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
707,347 (1)
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
¨
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 6.8%
 
12
TYPE OF REPORTING PERSON (See Instructions)
OO (Limited Liability Company)
 
(1) Wynnefield Capital Management, LLC holds an indirect beneficial interest in these shares which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P. and Wynnefield Partners Small Cap Value, L.P.I.
 

 

 
 
CUSIP NO. 654889104
13G
Page 7 of 14 Pages

1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Wynnefield Capital, Inc.
13-3688495
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 (a)  ¨
(b) xReporting person is affiliated with other persons
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
190,892 (1)
6
SHARED VOTING POWER
0
 
7
SOLE DISPOSITIVE POWER
190,892 (1)
8
SHARED DISPOSITIVE POWER
0
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
    190,892 (1)
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
¨
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 1.8%
 
12
TYPE OF REPORTING PERSON (See Instructions)
CO
 
(1) Wynnefield Capital, Inc. holds an indirect beneficial interest in these shares which are directly beneficially owned by Wynnefield Small Cap Value Offshore Fund, Ltd.



 

 

CUSIP NO. 654889104
13G
Page 8 of 14 Pages
 
1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
 
Nelson Obus
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 (a)  ¨
(b) xReporting person is affiliated with other persons
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
(a)United States
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
  16,900 (1)
6
SHARED VOTING POWER
 
898,239  (1)
7
SOLE DISPOSITIVE POWER
 
16,900 (1)
8
SHARED DISPOSITIVE POWER
 
898,239  (1)
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
915,139 (1)
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
¨
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 8.8 %
12
 
TYPE OF REPORTING PERSON*
 
IN
(1) Mr. Obus may be deemed to hold an indirect beneficial interest in these shares, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small Cap Value, L.P. I, Wynnefield Small Cap Value Offshore Fund, Ltd, and Wynnefield Capital, Inc. Profit Sharing Plan, Inc., respectively, because he is a co-managing member of Wynnefield Capital Management, LLC, an executive officer of Wynnefield Capital, Inc., and portfolio manager of Wynnefield Capital, Inc. Profit Sharing Plan, Inc.  The filing of this Statement and any future amendment by Mr. Obus, and the inclusion of information herein and therein with respect to Mr. Obus, shall not be considered an admission that he, for the purpose of Section 16(b) of the Exchange Act, is the beneficial owner of any shares in which he does not have a pecuniary interest. Mr. Obus disclaims any beneficial ownership of the shares of Common Stock covered by this Statement.


 

 

CUSIP NO. 654889104
13G
Page 9 of 14 Pages
 
1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
 
Joshua Landes
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 (a)  ¨
(b) xReporting person is affiliated with other persons
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
(b)United States
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
 0
6
SHARED VOTING POWER
 
898,239 (1)
7
SOLE DISPOSITIVE POWER
 
 0
8
SHARED DISPOSITIVE POWER
 
898,239 (1)
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
898,239 (1)
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
¨
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
  8.6%
12
 
TYPE OF REPORTING PERSON*
 
IN
(1) Mr. Landes may be deemed to hold an indirect beneficial interest in these shares, which are directly beneficially owned by Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small Cap Value, L.P. I and Wynnefield Small Cap Value Offshore Fund, Ltd, because he is a co-managing member of Wynnefield Capital Management, LLC and an executive officer of Wynnefield Capital, Inc. The filing of this Statement and any future amendment by Mr. Landes, and the inclusion of information herein and therein with respect to Mr. Landes, shall not be considered an admission that he, for the purpose of Section 16(b) of the Exchange Act, is the beneficial owner of any shares in which he does not have a pecuniary interest. Mr. Landes disclaims any beneficial ownership of the shares of Common Stock covered by this Statement


 

 

CUSIP NO. 654889104
13G
Page 10 of 14 Pages
 
Explanatory Note:

This Statement of Beneficial Ownership on Schedule 13G is being filed to report the Reporting Persons’ (as defined below) beneficial ownership of the shares of common stock of Nobel Learning Communities, Inc. (previously set forth in the Reporting Persons’ Statement of Beneficial Ownership on Schedule 13D filed with the Securities and Exchange Commission on August 4, 2009), as well as to re-establish the Reporting Persons’ Schedule 13G eligibility pursuant to Rule 13d-1(h) of Regulation 13D.

 
Item 1(a).
Name of Issuer:
 
Nobel Learning Communities, Inc., a Delaware corporation the (“Issuer”).
 
Item 1(b).
Address of Issuer’s Principal Executive Offices:
 
 
1615 W Chester Pike, Suite 200, West Chester, Pennsylvania 19382-6223
 
Item 2(a).
Name of Person Filing:
 
This statement is filed on behalf of each of the following persons (collectively, the “Reporting Persons”):
 
Wynnefield Partners Small Cap Value, L.P. (“Partners”)
 
Wynnefield Partners Small Cap Value, L.P. I (“Partners I”)
 
Wynnefield Partners Small Cap Offshore Fund, Ltd. (“Fund”)
 
Wynnefield Capital, Inc. Profit Sharing Plan, Inc. (“Profit”)
 
Wynnefield Capital Management, LLC (“WCM”)

Wynnefield Capital Inc. (“WCI”)

Nelson Obus (“Obus”)

Joshua Landes (“Landes”)

 
Item 2(b).
Address of Principal Business Office or, if none, Residence:
 
450 Seventh Avenue, Suite 509, New York, New York 10123

Item 2(c).
Citizenship:

Partners and Partners I are Delaware Limited Partnerships.


CUSIP NO. 654889104
13G
Page 11 of 14 Pages


Fund is a Cayman Islands Company.

WCM is a New York Limited Liability Company.

WCI and Profit are Delaware Corporations.

Mr. Obus is a United States citizen.

Mr. Landes is a United States citizen.


Item 2(d).
Title of Class of Securities:
 
Common Stock, $0.001 par value per share (the “Common Stock”)
 
Item 2(e).
CUSIP Number:
 
654889104
 
Item 3.
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
None of the Reporting Persons is an entity specified in Rule 13d-1(b)(1)(ii).
 
Item 4.
Ownership:
 
As of August 7, 2009, each of the Reporting Persons may be deemed to be the beneficial owner of the following number of shares of Common Stock:
 
(a) Amount beneficially owned by all reporting persons: 915,139 shares of Common Stock.

(b) Percent of class: 8.8% (the percentage of shares of Common Stock owned being based upon 10,462,409 shares of Common Stock outstanding on April 27, 2009, as set forth in the Issuer’s Quarterly Report on Form 10-Q for the fiscal quarter ended March 28, 2009, filed with the Securities and Exchange Commission on May 1, 2009).

(c) Number of shares as to which the Reporting Persons have:

(i) sole power to vote or to direct the vote: 0 shares of Common Stock.

(ii) shared power to vote or to direct the vote:  915,139 shares of Common Stock.



CUSIP NO. 654889104
13G
Page 12 of 14 Pages

(iii) sole power to dispose or to direct the disposition: 0 shares of Common Stock.

(iv) shared power to dispose or to direct the disposition: 915,139 shares of Common Stock.

Item 5.
Ownership of Five Percent or Less of a Class:
 
Not applicable.
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person:
 
Not applicable.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
 
Not applicable.
 
Item 8.
Identification and Classification of Members of the Group:
 
See Item 2 (a) - (c).
 
Item 9.
Notice of Dissolution of Group:
 
Not applicable.
 
Item 10.
Certification:
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 

 

 

CUSIP NO. 654889104
13G
Page 13 of 14 Pages
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated:
August 7, 2009
 

WYNNEFIELD PARTNERS SMALL
CAP VALUE, L.P.

By: Wynnefield Capital Management, LLC,
General Partner

By:  /s/  Nelson Obus
Nelson Obus, Co-Managing Member


WYNNEFIELD PARTNERS SMALL
CAP VALUE, L.P. I

By: Wynnefield Capital Management, LLC,
General Partner

By:  /s/  Nelson Obus
Nelson Obus, Co-Managing Member


WYNNEFIELD SMALL CAP VALUE
OFFSHORE FUND, LTD.

By: Wynnefield Capital, Inc.

By:  /s/  Nelson Obus
Nelson Obus, President


WYNNEFIELD CAPITAL MANAGEMENT, LLC

By:  /s/  Nelson Obus
Nelson Obus, Co-Managing Member




CUSIP NO. 654889104
13G
Page 14 of 14 Pages



WYNNEFIELD CAPITAL, INC.

By:  /s/  Nelson Obus
Nelson Obus, President



WYNNEFIELD CAPITAL INC. PROFIT
SHARING PLAN


By:  /s/  Nelson Obus
Nelson Obus, General Partner




/s/  Nelson Obus
Nelson Obus

/s/ Joshua H. Landes
Joshua H. Landes


 

 

-----END PRIVACY-ENHANCED MESSAGE-----